0001683168-23-008934.txt : 20231218
0001683168-23-008934.hdr.sgml : 20231218
20231218182116
ACCESSION NUMBER: 0001683168-23-008934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yeh Shu-Hua (Joshua)
CENTRAL INDEX KEY: 0001587600
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 231495083
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2023-12-14
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587600
Yeh Shu-Hua (Joshua)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
*** See Remarks
0
Common Stock, $.001 par value
2023-12-14
4
S
0
42779
22.3947
D
251351
D
Common Stock, $.001 par value
2023-12-15
4
S
0
20
23.71
D
251331
D
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023. The shares were sold in multiple transactions on December 14, 2023 at actual sale prices ranging from $22 to $22.94 per share. The price reported reflects the weighted average sale price for the transaction. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023.
*** Senior Vice President and Asia General Manager
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
2023-12-18