0001683168-21-002568.txt : 20210615 0001683168-21-002568.hdr.sgml : 20210615 20210615164034 ACCESSION NUMBER: 0001683168-21-002568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Che-Wei CENTRAL INDEX KEY: 0001601346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 211019019 MAIL ADDRESS: STREET 1: 13115 JESS PIRTIE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER NAME: FORMER CONFORMED NAME: Lin Chewei DATE OF NAME CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 4 1 ownership.xml X0306 4 2021-06-11 0 0001158114 APPLIED OPTOELECTRONICS, INC. AAOI 0001601346 Lin Che-Wei C/O APPLIED OPTOELECTRONICS, INC. 13139 JESS PIRTLE BLVD. SUGAR LAND TX 77478 1 0 0 0 Common Stock, $.001 par value 2021-06-11 4 A 0 14538 0.00 A 104136 D These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2021 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 3, 2021, until all shares have vested. /s/ David C. Kuo, attorney in fact for Che-Wei Lin 2021-06-15