0001683168-21-000305.txt : 20210129
0001683168-21-000305.hdr.sgml : 20210129
20210129160536
ACCESSION NUMBER: 0001683168-21-000305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210127
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murry Stefan J.
CENTRAL INDEX KEY: 0001587599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 21571194
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0306
4
2021-01-27
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587599
Murry Stefan J.
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
Chief Financial Officer
Common Stock, $.001 par value
2021-01-27
4
S
0
1000
12.00
D
84742
D
Common Stock, $.001 par value
2021-01-27
4
S
0
2000
12.00
D
82742
D
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reportng Person on March 9, 2020
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reportng Person on November 11, 2020
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
2021-01-29