0001683168-21-000256.txt : 20210126
0001683168-21-000256.hdr.sgml : 20210126
20210126160152
ACCESSION NUMBER: 0001683168-21-000256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210122
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Hung-Lun (Fred)
CENTRAL INDEX KEY: 0001587462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 21554042
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER NAME:
FORMER CONFORMED NAME: Chang Hung-Lun Fred
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0306
4
2021-01-22
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587462
Chang Hung-Lun (Fred)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
*** See Remarks
Common Stock, $.001 par value
2021-01-22
4
F
0
700
10.49
D
96164
D
Common Stock, $.001 par value
2021-01-22
4
F
0
617
10.49
D
95547
D
Common Stock, $.001 par value
2021-01-22
4
F
0
388
10.49
D
95159
D
Common Stock, $.001 par value
2021-01-22
4
F
0
1588
10.49
D
93571
D
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 21, 2017.
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
*** Senior Vice President and North America General Manager
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
2021-01-26