0001213900-17-006090.txt : 20170601 0001213900-17-006090.hdr.sgml : 20170601 20170601210119 ACCESSION NUMBER: 0001213900-17-006090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SITO MOBILE, LTD. CENTRAL INDEX KEY: 0001157817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134122844 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 TOWN SQUARE PLACE STREET 2: SUITE 204 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-275-0555 MAIL ADDRESS: STREET 1: 100 TOWN SQUARE PLACE STREET 2: SUITE 204 CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: SINGLE TOUCH SYSTEMS INC DATE OF NAME CHANGE: 20080806 FORMER COMPANY: FORMER CONFORMED NAME: HOSTING SITE NETWORK INC DATE OF NAME CHANGE: 20010821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connell Rory CENTRAL INDEX KEY: 0001494475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37535 FILM NUMBER: 17886251 MAIL ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 f4053117oconnell_sitomobile.xml OWNERSHIP DOCUMENT X0306 4 2017-05-31 0 0001157817 SITO MOBILE, LTD. SITO 0001494475 O'Connell Rory C/O SITO MOBILE, LTD. 100 TOWN SQUARE PLACE, SUITE 204 JERSEY CITY NJ 07301 1 1 0 0 INTERIM CEO Common Stock 2017-05-31 4 M 0 25000 2.58 A 42733 D Common Stock 2017-05-31 4 F 0 15965 4.04 D 26768 D Stock Option 2.58 2017-05-31 4 M 0 25000 0.00 D 2021-02-18 Common Stock 25000 0 D Represents a "net exercise" of outstanding stock options. The reporting person received 9,035 shares of common stock on the net exercise of an option to purchase 25,000 shares of common stock. The reporting person forfeited 15,965 shares of common stock underlying the option in payment of the exercise price, based on the market price of SITO common stock on May 30, 2017 of $4.04. The stock option became exercisable upon the date of grant. /s/ Rory O'Connell 2017-05-31