0001192482-18-000428.txt : 20180827 0001192482-18-000428.hdr.sgml : 20180827 20180827170022 ACCESSION NUMBER: 0001192482-18-000428 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20180827 DATE AS OF CHANGE: 20180827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrow Chester CENTRAL INDEX KEY: 0001715479 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37535 FILM NUMBER: 181039452 MAIL ADDRESS: STREET 1: C/O SITO MOBILE, LTD. STREET 2: 100 TOWN SQUARE PLACE, SUITE 204 CITY: JERSEY CITY STATE: NJ ZIP: 07310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SITO MOBILE, LTD. CENTRAL INDEX KEY: 0001157817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134122844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 TOWN SQUARE PLACE STREET 2: SUITE 204 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-275-0555 MAIL ADDRESS: STREET 1: 100 TOWN SQUARE PLACE STREET 2: SUITE 204 CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: SINGLE TOUCH SYSTEMS INC DATE OF NAME CHANGE: 20080806 FORMER COMPANY: FORMER CONFORMED NAME: HOSTING SITE NETWORK INC DATE OF NAME CHANGE: 20010821 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-07-24 2017-08-25 0001157817 SITO MOBILE, LTD. SITO 0001715479 Petrow Chester C/O SITO MOBILE, LTD. 100 TOWN SQUARE PLACE, SUITE 204 JERSEY CITY NJ 07301 1 0 0 0 Common Stock 100000 D Common Stock 2018-04-27 4 A 0 32127 A 132127 D Common Stock 2018-05-29 5 G 0 40000 0 D 92127 D Common Stock 2018-05-29 5 G 0 40000 0 A 40000 I By Wife Common Stock 2018-06-06 4 A 0 225468 0 A 317595 D Common Stock 3250 I By Family Member Stock Option (Right to Buy) 6.01 2027-07-24 Common Stock 100000 0 D Stock Option (Right to Buy) 6.01 2018-06-06 4 A 0 100000 0 A 2027-07-24 Common Stock 100000 100000 D On August 25, 2017, the reporting person mistakenly filed a Form 4 reporting the award of 255,468 shares of restricted stock units that did not in fact occur. The 32,127 shares represents the shares of SITO Mobile, Ltd.'s (the "Issuer") common stock granted to the reporting person, pursuant to the Issuer's 2017 Equity Incentive Plan in lieu of a cash bonus calculated by reference to the closing share price of the Issuer's shares on the NASDAQ Stock Market on March 29, 2018, which was $4.02. The reporting person gifted 40,000 share of the Issuer's common stock to his wife. Each restricted stock unit (each, an "RSU") represents the contingent right to receive one share of the Issuer's common stock. The RSUs will (i) vest as to 20% of such RSUs in the event that the closing price of the Issuer's common stock for a period of at 65 trading days is $7.00; (ii) vest as to 30% of such RSUs in the event that the closing price of the Issuer's common stock for a period of at 65 trading days is $10.00 and (iii) vest as to 50% of such RSUs in the event that the closing price of the Issuer's common stock for a period of at 65 trading days is $15.00. Shares are held by an immediate family member. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. The stock options will vest annually over four years, starting on July 24, 2018. On August 25, 2017, the reporting person mistakenly filed a Form 4 reporting the award of 100,000 stock options that did not in fact occur. Thomas J. Pallack, Attorney-in-Fact 2018-08-27