0001192482-17-000314.txt : 20171215
0001192482-17-000314.hdr.sgml : 20171215
20171215171910
ACCESSION NUMBER: 0001192482-17-000314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pallack Thomas
CENTRAL INDEX KEY: 0001708955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37535
FILM NUMBER: 171259812
MAIL ADDRESS:
STREET 1: C/O SITO MOBILE, LTD.
STREET 2: 100 TOWN SQUARE PLACE, SUITE 204
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SITO MOBILE, LTD.
CENTRAL INDEX KEY: 0001157817
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134122844
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 TOWN SQUARE PLACE
STREET 2: SUITE 204
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-275-0555
MAIL ADDRESS:
STREET 1: 100 TOWN SQUARE PLACE
STREET 2: SUITE 204
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: SINGLE TOUCH SYSTEMS INC
DATE OF NAME CHANGE: 20080806
FORMER COMPANY:
FORMER CONFORMED NAME: HOSTING SITE NETWORK INC
DATE OF NAME CHANGE: 20010821
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-13
0001157817
SITO MOBILE, LTD.
SITO
0001708955
Pallack Thomas
C/O SITO MOBILE, LTD.
100 TOWN SQUARE PLACE, SUITE 204
JERSEY CITY
NJ
07301
1
1
0
0
Chief Executive Officer
Common Stock
2017-12-13
4
P
0
13900
6.6221
A
1041950
D
Common Stock
2017-12-14
4
P
0
17100
6.9918
A
1059050
D
The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.87, inclusive. The reporting person undertakes to provide to SITO Mobile, Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.90 to $7.14, inclusive.
Includes 1,028,050 restricted stock units ("RSU"), each of which represents the contingent right to receive one share of the Issuer's common stock. Such RSUs will vest with respect to (A) 20% of such RSUs in the event the average closing price of the Issuer common stock is at least $7.00 per share for 65 consecutive trading days, (B) an additional 30% of such RSUs in the event the average closing price of the Issuer's common stock is at least $10.00 per share for 65 consecutive trading days and (C) the remaining 50% of such RSUs in the event the average closing price of the Issuer's common stock is at least $15.00 per share for 65 consecutive trading days. RSUs may be settled in common stock or cash, at the election of the Issuer.
Mark Del Priore, Attorney-in-Fact for Thomas Pallack
2017-12-15