0001156375-21-000035.txt : 20210317 0001156375-21-000035.hdr.sgml : 20210317 20210317202506 ACCESSION NUMBER: 0001156375-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sammann Derek CENTRAL INDEX KEY: 0001475318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 21752587 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-03-15 0 0001156375 CME GROUP INC. CME 0001475318 Sammann Derek 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Gl Hd Commodity & Option Common Stock Class A 2021-03-15 4 A 0 7990 209.09 A 17505 D Common Stock Class A 2021-03-15 4 F 0 3168 209.09 D 14337 D Common Stock Class A 931 I by Children Common Stock Class A 17704 I by Spouse Common Stock Class A 17651 I by Trust Represents shares earned from a 2017 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2018-2020. Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. This transaction represented a gift of securities from the reporting person to his children, one of whom shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. By: Margaret Austin Wright For: Derek Louis Sammann 2021-03-17