0001156375-20-000125.txt : 20201202 0001156375-20-000125.hdr.sgml : 20201202 20201202184157 ACCESSION NUMBER: 0001156375-20-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pietrowicz John W. CENTRAL INDEX KEY: 0001485050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 201365143 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-12-01 0 0001156375 CME GROUP INC. CME 0001485050 Pietrowicz John W. 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Chief Financial Officer Common Stock Class A 2020-12-01 4 M 0 2500 54.37 A 44830 D Common Stock Class A 2020-12-01 4 S 0 2500 180.0 D 42330 D Common Stock Class A 2020-12-01 4 M 0 2500 54.37 A 44830 D Common Stock Class A 2020-12-01 4 S 0 2500 180.0 D 42330 D Non-Qualified Stock Option (right to buy) 54.37 2020-12-01 4 M 0 2500 0.0 D 2015-09-15 2021-09-15 Common Stock Class A 2500 2500 D Non-Qualified Stock Option (right to buy) 54.37 2020-12-01 4 M 0 2500 0.0 D 2015-09-15 2021-09-15 Common Stock Class A 2500 0 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: John William Pietrowicz 2020-12-02