0001156375-20-000091.txt : 20200916 0001156375-20-000091.hdr.sgml : 20200916 20200916213138 ACCESSION NUMBER: 0001156375-20-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200914 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY TERRENCE A CENTRAL INDEX KEY: 0001212809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 201180000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-14 0 0001156375 CME GROUP INC. CME 0001212809 DUFFY TERRENCE A 20 S. WACKER DRIVE CHICAGO IL 60606 1 1 0 0 Chairman and CEO Common Stock Class A 2020-09-14 4 F 0 1546 166.08 D 67003 D Common Stock Class A 2020-09-15 4 F 0 1937 168.1 D 65066 D Common Stock Class A 2020-09-15 4 F 0 1895 168.1 D 63171 D Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2020. Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020. By: Margaret Austin Wright For: Terrence A. Duffy 2020-09-16