0001156375-20-000030.txt : 20200317 0001156375-20-000030.hdr.sgml : 20200317 20200317165316 ACCESSION NUMBER: 0001156375-20-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200315 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winkler Julie CENTRAL INDEX KEY: 0001692514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 20721717 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-03-15 0 0001156375 CME GROUP INC. CME 0001692514 Winkler Julie 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Chief Commercial Officer Common Stock Class A 2020-03-15 4 A 0 2050 0.0 A 24354 D Common Stock Class A 2020-03-15 4 F 0 909 182.01 D 23445 D Common Stock Class A 2020-03-15 4 A 0 2050 0.0 A 25495 D Common Stock Class A 2020-03-15 4 F 0 909 182.01 D 24586 D Common Stock Class A 2020-03-15 4 A 0 1810 0.0 A 26396 D Common Stock Class A 2020-03-15 4 F 0 802 182.01 D 25594 D Common Stock Class A 2020-03-15 4 A 0 1810 0.0 A 27404 D Common Stock Class A 2020-03-15 4 F 0 802 182.01 D 26602 D Common Stock Class A 2020-03-15 4 F 0 178 182.01 D 26424 D Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Represents shares earned from a 2017 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/20. By: Margaret Austin Wright For: Julie Marie Winkler 2020-03-17