0001156375-18-000039.txt : 20180319 0001156375-18-000039.hdr.sgml : 20180319 20180319183230 ACCESSION NUMBER: 0001156375-18-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tully Sean CENTRAL INDEX KEY: 0001619542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 18700168 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-03-15 0 0001156375 CME GROUP INC. CME 0001619542 Tully Sean 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Global Hd Financial & OT Common Stock Class A 2018-03-15 4 A 0 2405 0.0 A 33327 D Common Stock Class A 2018-03-15 4 A 0 5023 0.0 A 38350 D Common Stock Class A 2018-03-15 4 F 0 1179 165.66 D 37171 D Common Stock Class A 2018-03-15 4 F 0 2094 165.66 D 35077 D Common Stock Class A 2018-03-16 4 F 0 144 165.12 D 34933 D Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. By: Margaret Austin Wright For: Sean Peter Tully 2018-03-19