0001156375-17-000047.txt : 20170526 0001156375-17-000047.hdr.sgml : 20170526 20170526141940 ACCESSION NUMBER: 0001156375-17-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cutinho Sunil CENTRAL INDEX KEY: 0001619400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 17873346 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-24 0 0001156375 CME GROUP INC. CME 0001619400 Cutinho Sunil 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD & President CME Clearing Common Stock Class A 2017-05-24 4 S 0 2600 117.84 D 21690 D Common Stock Class A 2017-05-24 4 M 0 890 54.3 A 22580 D Common Stock Class A 2017-05-24 4 S 0 890 117.8463 D 21690 D Common Stock Class A 2017-05-24 4 M 0 140 54.23 A 21830 D Common Stock Class A 2017-05-24 4 S 0 140 117.8463 D 21690 D Common Stock Class A 2017-05-24 4 M 0 550 97.21 A 22240 D Common Stock Class A 2017-05-24 4 S 0 550 117.8463 D 21690 D Common Stock Class A 2017-05-24 4 M 0 750 110.54 A 22440 D Common Stock Class A 2017-05-24 4 S 0 750 117.8463 D 21690 D Common Stock Class A 2017-05-24 4 M 0 3360 54.37 A 25050 D Common Stock Class A 2017-05-24 4 S 0 3360 117.8463 D 21690 D Common Stock Class A 2017-05-24 4 M 0 1975 83.88 A 23665 D Common Stock Class A 2017-05-24 4 S 0 1975 117.85 D 21690 D Non-Qualified Stock Option (right to buy) 54.23 2017-05-24 4 M 0 140 0.0 D 2015-06-15 2021-06-15 Common Stock Class A 140 0 D Non-Qualified Stock Option (right to buy) 54.3 2017-05-24 4 M 0 890 0.0 D 2014-09-15 2020-09-15 Common Stock Class A 890 0 D Non-Qualified Stock Option (right to buy) 54.37 2017-05-24 4 M 0 3360 0.0 D 2015-09-15 2021-09-15 Common Stock Class A 3360 0 D Non-Qualified Stock Option (right to buy) 83.88 2017-05-24 4 M 0 1975 0.0 D 2013-06-16 2018-06-16 Common Stock Class A 1975 0 D Non-Qualified Stock Option (right to buy) 97.21 2017-05-24 4 M 0 550 0.0 D 2013-03-14 2018-03-14 Common Stock Class A 550 0 D Non-Qualified Stock Option (right to buy) 110.54 2017-05-24 4 M 0 750 0.0 D 2012-06-15 2017-06-15 Common Stock Class A 750 0 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option. As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option. As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option. As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option. As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option. As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: Sunil Kiran Cutinho 2017-05-26