0001156375-17-000047.txt : 20170526
0001156375-17-000047.hdr.sgml : 20170526
20170526141940
ACCESSION NUMBER: 0001156375-17-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170524
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CME GROUP INC.
CENTRAL INDEX KEY: 0001156375
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364459170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129301000
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
DATE OF NAME CHANGE: 20010802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cutinho Sunil
CENTRAL INDEX KEY: 0001619400
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31553
FILM NUMBER: 17873346
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-24
0
0001156375
CME GROUP INC.
CME
0001619400
Cutinho Sunil
20 S. WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Sr MD & President CME Clearing
Common Stock Class A
2017-05-24
4
S
0
2600
117.84
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
890
54.3
A
22580
D
Common Stock Class A
2017-05-24
4
S
0
890
117.8463
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
140
54.23
A
21830
D
Common Stock Class A
2017-05-24
4
S
0
140
117.8463
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
550
97.21
A
22240
D
Common Stock Class A
2017-05-24
4
S
0
550
117.8463
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
750
110.54
A
22440
D
Common Stock Class A
2017-05-24
4
S
0
750
117.8463
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
3360
54.37
A
25050
D
Common Stock Class A
2017-05-24
4
S
0
3360
117.8463
D
21690
D
Common Stock Class A
2017-05-24
4
M
0
1975
83.88
A
23665
D
Common Stock Class A
2017-05-24
4
S
0
1975
117.85
D
21690
D
Non-Qualified Stock Option (right to buy)
54.23
2017-05-24
4
M
0
140
0.0
D
2015-06-15
2021-06-15
Common Stock Class A
140
0
D
Non-Qualified Stock Option (right to buy)
54.3
2017-05-24
4
M
0
890
0.0
D
2014-09-15
2020-09-15
Common Stock Class A
890
0
D
Non-Qualified Stock Option (right to buy)
54.37
2017-05-24
4
M
0
3360
0.0
D
2015-09-15
2021-09-15
Common Stock Class A
3360
0
D
Non-Qualified Stock Option (right to buy)
83.88
2017-05-24
4
M
0
1975
0.0
D
2013-06-16
2018-06-16
Common Stock Class A
1975
0
D
Non-Qualified Stock Option (right to buy)
97.21
2017-05-24
4
M
0
550
0.0
D
2013-03-14
2018-03-14
Common Stock Class A
550
0
D
Non-Qualified Stock Option (right to buy)
110.54
2017-05-24
4
M
0
750
0.0
D
2012-06-15
2017-06-15
Common Stock Class A
750
0
D
This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option.
As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option.
By: Margaret Austin Wright For: Sunil Kiran Cutinho
2017-05-26