The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,555 | 2,613 | SH | Put | SOLE | 2,613 | 0 | 0 | |
AFFIMED N V | COM | N01045108 | 7,348 | 2,362,813 | SH | SOLE | 2,362,813 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 2,926 | 134,386 | SH | SOLE | 134,386 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 23,688 | 22,669 | SH | Call | SOLE | 22,669 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 21,109 | 364,327 | SH | SOLE | 364,327 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 24,933 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 49,290 | 1,857,204 | SH | SOLE | 1,857,204 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 24,133 | 28,787 | SH | Call | SOLE | 28,787 | 0 | 0 | |
BALL CORP | COM | 058498106 | 76,656 | 1,667,165 | SH | SOLE | 1,667,165 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 11,956 | 140,410 | SH | Call | SOLE | 140,410 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 15,935 | 125,407 | SH | Call | SOLE | 125,407 | 0 | 0 | |
CERIDIAN HCM HLDG INC | COM | 15677J108 | 17,691 | 512,928 | SH | SOLE | 512,928 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 17,898 | 62,805 | SH | SOLE | 62,805 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 71,657 | 699,370 | SH | Call | SOLE | 699,370 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 7,596 | 686,813 | SH | SOLE | 686,813 | 0 | 0 | ||
CROWN HOLDINGS INC | COM | 228368106 | 30,730 | 739,235 | SH | SOLE | 739,235 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 19,576 | 315,077 | SH | SOLE | 315,077 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 53 | 76,894 | SH | SOLE | 76,894 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 131,005 | 3,268,599 | SH | SOLE | 3,268,599 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 8,296 | 906,666 | SH | SOLE | 906,666 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 12,012 | 273,748 | SH | SOLE | 273,748 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 8,855 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 28,401 | 1,679,516 | SH | SOLE | 1,679,516 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 26,722 | 169,977 | SH | SOLE | 169,977 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 8,629 | 210,216 | SH | Call | SOLE | 210,216 | 0 | 0 | |
GODADDY INC | CL A | 380237107 | 36,895 | 562,246 | SH | SOLE | 562,246 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 10,250 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 24,519 | 341,488 | SH | SOLE | 341,488 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 79,913 | 604,849 | SH | SOLE | 604,849 | 0 | 0 | ||
IMMUNE DESIGN CORP | COM | 45252L103 | 1,160 | 892,061 | SH | SOLE | 892,061 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 3,313 | 36,315 | SH | SOLE | 36,315 | 0 | 0 | ||
IQVIA HOLDINGS INC | COM | 46266C105 | 21,226 | 182,719 | SH | SOLE | 182,719 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,262 | 5,800 | SH | Put | SOLE | 5,800 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 6,159 | 18,805 | SH | Put | SOLE | 18,805 | 0 | 0 | |
LENNOX INTL INC | COM | 526107107 | 10,602 | 48,440 | SH | SOLE | 48,440 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 2,357 | 55,564 | SH | SOLE | 55,564 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 59,681 | 243,696 | SH | SOLE | 243,696 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 89,297 | 1,040,632 | SH | SOLE | 1,040,632 | 0 | 0 | ||
OWENS CORNING NEW | COM | 690742101 | 2,883 | 65,554 | SH | SOLE | 65,554 | 0 | 0 | ||
POWERSHARES QQQ TR | UNIT SER 1 | 73935A104 | 1,081 | 5,275 | SH | Put | SOLE | 5,275 | 0 | 0 | |
RH | COM | 74967X103 | 9,053 | 75,558 | SH | Call | SOLE | 75,558 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 4,337 | 31,664 | SH | SOLE | 31,664 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 2,777 | 16,882 | SH | Put | SOLE | 16,882 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,365 | 9,750 | SH | Put | SOLE | 9,750 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 556 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
TRANSLATE BIO INC | COM | 89374L104 | 3,125 | 416,670 | SH | SOLE | 416,670 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 865 | 7,692 | SH | Put | SOLE | 7,692 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 10,100 | 251,614 | SH | SOLE | 251,614 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 26,528 | 189,407 | SH | SOLE | 189,407 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 10,706 | 10,980 | SH | Call | SOLE | 10,980 | 0 | 0 |