0001209191-12-046014.txt : 20120918
0001209191-12-046014.hdr.sgml : 20120918
20120918170921
ACCESSION NUMBER: 0001209191-12-046014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120914
FILED AS OF DATE: 20120918
DATE AS OF CHANGE: 20120918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hendrickson Brett
CENTRAL INDEX KEY: 0001337431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32955
FILM NUMBER: 121097969
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 1740
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP
CENTRAL INDEX KEY: 0001156041
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 760675953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 TRAVIS STREET, SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132226966
MAIL ADDRESS:
STREET 1: 801 TRAVIS STREET SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nokomis Capital, L.L.C.
CENTRAL INDEX KEY: 0001541055
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32955
FILM NUMBER: 121097970
BUSINESS ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.590.4100
MAIL ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
c29987_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-09-14
0001156041
HOUSTON AMERICAN ENERGY CORP
HUSA
0001541055
Nokomis Capital, L.L.C.
2305 CEDAR SPRINGS RD., SUITE 420
DALLAS
TX
75201
0
0
1
0
0001337431
Hendrickson Brett
2305 CEDAR SPRINGS RD., SUITE 420
DALLAS
TX
75201
0
0
1
0
Common Stock, $0.001 par value
2012-09-14
4
S
0
62147
1.2503
D
2131446
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.28,
inclusive. The reporting person undertakes to provide to Houston American Energy Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value (the "Common Stock"), of the Issuer purchased by certain private investment funds and manged accounts advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership.
Nokomis Capital holds indirectly 4,018,238 shares of Common Stock of the Issuer through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Such shares of Common Stock consist of (i) 2,131,446 shares of Common Stock and (ii) warrants exercisable to purchase 1,886,792 shares of Common Stock. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital at the time of purchase, he controlled the disposition and voting of the securities.
/s/ Brett Hendrickson, manager of Nokomis Capital, L.L.C.
2012-09-18
/s/ Brett Hendrickson
2012-09-18