UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
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(Commission File Number) |
(IRS Employer Identification No.) |
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code:
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Name of each exchange on which registered | ||
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
Anthem, Inc. (the “Company”) held its Annual Meeting of Shareholders on May 21, 2020. The shareholders of the Company voted as follows on the matters set forth below.
| 1. | Election of Directors. The following nominees for director were elected to serve three-year terms to expire at the Company’s annual meeting of shareholders in 2023 based on the following votes: |
| Nominee |
For |
Against |
Abstain |
Broker Non-Votes |
||||||||||||
| Gail K. Boudreaux |
205,769,063 |
585,698 |
257,685 |
14,525,739 |
||||||||||||
| R. Kerry Clark |
205,449,297 |
860,484 |
302,665 |
14,525,739 |
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| Robert L. Dixon, Jr. |
203,694,367 |
2,615,145 |
302,934 |
14,525,739 |
||||||||||||
| 2. | Advisory vote on the Company’s executive compensation. The advisory vote on the compensation of the Company’s named executive officers was approved based upon the following votes: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 194,155,097 |
11,861,160 |
596,189 |
14,525,739 |
| 3. | Ratification of the appointment of Ernst & Young LLP. The appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020 was ratified based upon the following votes: |
| For |
Against |
Abstain | ||
| 209,444,549 |
11,504,775 |
188,861 |
| 4. | Shareholder proposal on right to call a special meeting. The shareholder proposal to allow shareholders owning 10% or more of the Company’s common stock to call a special meeting of shareholders was not approved based upon the following votes: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 100,421,424 |
103,046,678 |
3,144,344 |
14,525,739 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 21, 2020
| ANTHEM, INC. | ||
| By: |
/s/ Kathleen S. Kiefer | |
| Name: |
Kathleen S. Kiefer | |
| Title: |
Corporate Secretary | |
Document and Entity Information |
May 21, 2020 |
|---|---|
| Cover [Abstract] | |
| Entity Address, State or Province | IN |
| Amendment Flag | false |
| Entity Central Index Key | 0001156039 |
| Document Type | 8-K |
| Document Period End Date | May 21, 2020 |
| Entity Registrant Name | ANTHEM, INC. |
| Entity Incorporation State Country Code | IN |
| Entity File Number | 001-16751 |
| Entity Tax Identification Number | 35-2145715 |
| Entity Address, Address Line One | 220 Virginia Ave |
| Entity Address, City or Town | Indianapolis |
| Entity Address, Address Line Two | IN |
| Entity Address, Postal Zip Code | 46204 |
| City Area Code | (800) |
| Local Phone Number | 331-1476 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Security 12b Title | Common Stock |
| Trading Symbol | ANTM |
| Security Exchange Name | NYSE |
| Entity Emerging Growth Company | false |