0001127602-15-014531.txt : 20150415 0001127602-15-014531.hdr.sgml : 20150415 20150415161048 ACCESSION NUMBER: 0001127602-15-014531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150413 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anthem, Inc. CENTRAL INDEX KEY: 0001156039 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 352145715 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3174886000 MAIL ADDRESS: STREET 1: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: WELLPOINT, INC DATE OF NAME CHANGE: 20100105 FORMER COMPANY: FORMER CONFORMED NAME: WELLPOINT INC DATE OF NAME CHANGE: 20041130 FORMER COMPANY: FORMER CONFORMED NAME: ANTHEM INC DATE OF NAME CHANGE: 20010730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY GLORIA M CENTRAL INDEX KEY: 0001203671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16751 FILM NUMBER: 15771794 MAIL ADDRESS: STREET 1: WELLPOINT, INC STREET 2: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-13 0001156039 Anthem, Inc. ANTM 0001203671 MCCARTHY GLORIA M 120 MONUMENT CIRCLE INDIANAPOLIS IN 46204 1 EVP & Chief Administrative Off Common Stock 2015-04-13 4 M 0 13936 61.88 A 72031.1293 D Common Stock 2015-04-13 4 M 0 11491 65.98 A 83522.1293 D Common Stock 2015-04-13 4 M 0 18506 66.23 A 102028.1293 D Common Stock 2015-04-13 4 S 0 18405 154.65 D 83623.1293 D Common Stock 2015-04-13 4 S 0 25528 155.28 D 58095.1293 D Employee Stock Option (Right to Buy) 61.88 2015-04-13 4 M 0 13936 0 D 2020-03-01 Common Stock 13936 6968 D Employee Stock Option (Right to Buy) 65.98 2015-04-13 4 M 0 11491 0 D 2018-03-01 Common Stock 11491 0 D Employee Stock Option (Right to Buy) 66.23 2015-04-13 4 M 0 18506 0 D 2019-03-01 Common Stock 18506 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015. This transaction was executed in multiple trades at prices ranging from $154.10 to $155.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $155.10 to $155.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option, representing a right to purchase a total of 20,904 shares, became exercisable in six equal semi-annual installments of 3,484 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 11,491 shares, became exercisable in five equal semi-annual installments of 1,915 shares each and one semi-annual installment of 1,916 shares beginning on September 1, 2011, which was the six-month anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 18,506 shares, became exercisable in four equal semi-annual installments of 3,084 shares each and two equal semi-annual installments of 3,085 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted. /s/ Kathleen S. Kiefer, Attorney in fact 2015-04-15