0001127602-15-014531.txt : 20150415
0001127602-15-014531.hdr.sgml : 20150415
20150415161048
ACCESSION NUMBER: 0001127602-15-014531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150413
FILED AS OF DATE: 20150415
DATE AS OF CHANGE: 20150415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anthem, Inc.
CENTRAL INDEX KEY: 0001156039
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 352145715
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 MONUMENT CIRCLE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3174886000
MAIL ADDRESS:
STREET 1: 120 MONUMENT CIRCLE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
FORMER COMPANY:
FORMER CONFORMED NAME: WELLPOINT, INC
DATE OF NAME CHANGE: 20100105
FORMER COMPANY:
FORMER CONFORMED NAME: WELLPOINT INC
DATE OF NAME CHANGE: 20041130
FORMER COMPANY:
FORMER CONFORMED NAME: ANTHEM INC
DATE OF NAME CHANGE: 20010730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCARTHY GLORIA M
CENTRAL INDEX KEY: 0001203671
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16751
FILM NUMBER: 15771794
MAIL ADDRESS:
STREET 1: WELLPOINT, INC
STREET 2: 120 MONUMENT CIRCLE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-04-13
0001156039
Anthem, Inc.
ANTM
0001203671
MCCARTHY GLORIA M
120 MONUMENT CIRCLE
INDIANAPOLIS
IN
46204
1
EVP & Chief Administrative Off
Common Stock
2015-04-13
4
M
0
13936
61.88
A
72031.1293
D
Common Stock
2015-04-13
4
M
0
11491
65.98
A
83522.1293
D
Common Stock
2015-04-13
4
M
0
18506
66.23
A
102028.1293
D
Common Stock
2015-04-13
4
S
0
18405
154.65
D
83623.1293
D
Common Stock
2015-04-13
4
S
0
25528
155.28
D
58095.1293
D
Employee Stock Option (Right to Buy)
61.88
2015-04-13
4
M
0
13936
0
D
2020-03-01
Common Stock
13936
6968
D
Employee Stock Option (Right to Buy)
65.98
2015-04-13
4
M
0
11491
0
D
2018-03-01
Common Stock
11491
0
D
Employee Stock Option (Right to Buy)
66.23
2015-04-13
4
M
0
18506
0
D
2019-03-01
Common Stock
18506
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
This transaction was executed in multiple trades at prices ranging from $154.10 to $155.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon
request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $155.10 to $155.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon
request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option, representing a right to purchase a total of 20,904 shares, became exercisable in six equal semi-annual installments of 3,484 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
The option, representing a right to purchase a total of 11,491 shares, became exercisable in five equal semi-annual installments of 1,915 shares each and one semi-annual installment of 1,916 shares beginning on September 1, 2011, which was the six-month anniversary of the date on which the option was granted.
The option, representing a right to purchase a total of 18,506 shares, became exercisable in four equal semi-annual installments of 3,084 shares each and two equal semi-annual installments of 3,085 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted.
/s/ Kathleen S. Kiefer, Attorney in fact
2015-04-15