FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/15/2016 |
3. Issuer Name and Ticker or Trading Symbol
J.G. Wentworth Co [ JGWE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1,890,923 | I(1)(3) | See footnotes(1)(3) |
Class A Common Stock | 156,290 | I(2)(3)(4) | See footnotes(2)(3)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares of Class A common stock ("Shares") are held for the account of a separately managed account (the "Managed Account"). Anthem Inc. is the sole owner of the Managed Account. |
2. These Shares are held for the account of Logen Asset Management Master Fund Ltd. (the "Logen Fund"). |
3. Logen Asset Management LP ("Logen LP") serves as investment manager to each of the Logen Fund and the Managed Account. Logen Asset Management GP LLC ("Logen GP") is the general partner of Logen LP. Mr. Norman M. K. Louie is a managing partner and the Chief Investment Officer of Logen LP and a member of Logen GP. Mr. Steven K. Gendal is a managing partner of Logen LP and a member of Logen GP. Each of Logen LP, Logen GP, Mr. Louie and Mr. Gendal disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
4. Anthem Inc. disclaims beneficial ownership of the Shares held for the account of the Logen Fund and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Remarks: |
Logen Asset Management LP, By: /s/ Steven K. Gendal, Managing Partner | 11/22/2016 | |
Logen Asset Management GP LLC, By: /s/ Steven K. Gendal, Member | 11/22/2016 | |
/s/ Norman M. K. Louie | 11/22/2016 | |
/s/ Steven K. Gendal | 11/22/2016 | |
Anthem, Inc., By: /s/ Kathleen S. Kiefer, Vice President, Legal & Corporate Secretary | 11/22/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |