The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
COBIZ FINANCIAL INC COM 190897108 10,265 463,653 SH   SOLE   463,653 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 2,358 24,819 SH   SOLE   24,819 0 0
FIRST CONN BANCORP INC MD COM 319850103 15,569 526,875 SH   SOLE   526,875 0 0
KAPSTONE PAPER & PACKAGING C COM 48562P103 2,996 88,343 SH   SOLE   88,343 0 0
KAPSTONE PAPER & PACKAGING C COM 48562P103 1,139 33,600 SH Put SOLE   33,600 0 0
KMG CHEMICALS INC COM 482564101 14,735 195,017 SH   SOLE   195,017 0 0
ROCKWELL COLLINS INC COM 774341101 15,367 109,400 SH   SOLE   109,400 0 0
ROCKWELL COLLINS INC COM 774341101 6,855 48,800 SH Put SOLE   48,800 0 0
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 10,322 298,418 SH   SOLE   298,418 0 0
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 13,407 93,700 SH   SOLE   93,700 0 0
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 8,313 58,100 SH Put SOLE   58,100 0 0
SPECTRA ENERGY PARTNERS LP COM 84756N109 17,676 494,995 SH   SOLE   494,995 0 0
STATE BK FINL CORP COM 856190103 15,486 513,130 SH   SOLE   513,130 0 0