0001140361-17-041171.txt : 20171106
0001140361-17-041171.hdr.sgml : 20171106
20171106191734
ACCESSION NUMBER: 0001140361-17-041171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkley Capital, LLC
CENTRAL INDEX KEY: 0001614953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 171180780
BUSINESS ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-3000
MAIL ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkley Capital Investors, L.P.
CENTRAL INDEX KEY: 0001614951
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 171180779
BUSINESS ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-3000
MAIL ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKLEY W R CORP
CENTRAL INDEX KEY: 0000011544
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 171180778
BUSINESS ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
STREET 2: .
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293000
MAIL ADDRESS:
STREET 1: 475 STEAMBOAT ROAD
STREET 2: .
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY INC
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
4
1
doc1.xml
FORM 4
X0306
4
2017-11-02
0
0001428336
HEALTHEQUITY INC
HQY
0001614953
Berkley Capital, LLC
600 BRICKELL AVENUE, 39TH FLOOR
MIAMI
FL
33131
0
0
1
0
0001614951
Berkley Capital Investors, L.P.
600 BRICKELL AVENUE, 39TH FLOOR
MIAMI
FL
33131
0
0
1
0
0000011544
BERKLEY W R CORP
475 STEAMBOAT ROAD
GREENWICH
CT
06830
0
0
1
0
Common Stock
2017-11-02
4
S
0
13600
51.0218
D
6996638
I
See footnote
Common Stock
2017-11-03
4
S
0
32404
51.0905
D
6964234
I
See footnote
Common Stock
2017-11-06
4
S
0
48942
51.3196
D
6915292
I
See footnote
Common Stock
2017-11-06
4
S
0
69115
52.3637
D
6846177
I
See footnote
Common Stock
2017-11-06
4
S
0
136200
53.5025
D
6709977
I
See footnote
Common Stock
2017-11-06
4
S
0
119243
54.1402
D
6590734
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
All securities are held of record by Berkley Capital Investors, L.P., a Delaware limited partnership ("Berkley Investors"). Berkley Capital, LLC, a Delaware limited liability company ("Berkley Capital") is the general partner of Berkley Investors. Berkley Capital is an indirect, wholly owned subsidiary of W. R. Berkley Corporation, a Delaware corporation ("W. R. Berkley"), and as such beneficial ownership of all securities held of record by Berkley Investors may be deemed attributable to W. R. Berkley.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.17, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.55, inclusive.
The Power of Attorney given by Mr. John F. Kohler, General Counsel of Berkley Capital, LLC, was previously filed with the U.S. Securities & Exchange Commission on July 7, 2017, as an exhibit to a statement on Form 4 filed by Berkley Capital, LLC with respect to HealthEquity, Inc. and is hereby incorporated by reference.
BERKLEY CAPITAL, LLC; By: John F. Kohler, General Counsel; By: Willkie Farr & Gallagher LLP, attorney-in-fact
2017-11-06
BERKLEY CAPITAL INVESTORS, L.P.; By: Berkley Capital, LLC, its general partner; By: John F. Kohler, General Counsel; By: Willkie Farr & Gallagher LLP, attorney-in-fact
2017-11-06
W. R. Berkley Corporation; By: Matthew M. Ricciardi, Senior Vice President - General Counsel
2017-11-06