The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTORIA FINL CORP | COM | 046265104 | 1,773 | 115,688 | SH | SOLE | 115,688 | 0 | 0 | ||
CASH AMER INTL INC | COM | 14754D100 | 1,083 | 25,422 | SH | SOLE | 25,422 | 0 | 0 | ||
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 394 | 9,630 | SH | SOLE | 9,630 | 0 | 0 | ||
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 748 | 18,300 | SH | Put | SOLE | 18,300 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 41 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
FEI CO | COM | 30241L109 | 15,097 | 141,243 | SH | SOLE | 141,243 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 4,049 | 40,400 | SH | Put | SOLE | 40,400 | 0 | 0 | |
HEARTWARE INTL INC | NOTE 1.750%12/1 | 422368AC4 | 1,906 | 1,926,000 | PRN | SOLE | 1,926,000 | 0 | 0 | ||
INCONTACT INC | COM | 45336E109 | 6,150 | 444,070 | SH | SOLE | 444,070 | 0 | 0 | ||
MARKETO INC | COM | 57063L107 | 1,135 | 32,600 | SH | Call | SOLE | 32,600 | 0 | 0 | |
MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | 5,394 | 327,099 | SH | SOLE | 327,099 | 0 | 0 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 480 | 47,046 | SH | SOLE | 47,046 | 0 | 0 | ||
QLIK TECHNOLOGIES INC | COM | 74733T105 | 285 | 9,630 | SH | SOLE | 9,630 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 894 | 119,400 | SH | Call | SOLE | 119,400 | 0 | 0 | |
SKULLCANDY INC | COM | 83083J104 | 293 | 47,729 | SH | SOLE | 47,729 | 0 | 0 | ||
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 21,783 | 294,564 | SH | SOLE | 294,564 | 0 | 0 | ||
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 3,557 | 48,100 | SH | Call | SOLE | 48,100 | 0 | 0 | |
TYCO INTL PLC | SHS | G91442106 | 2,051 | 48,150 | SH | SOLE | 48,150 | 0 | 0 |