The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| DRESSER-RAND GROUP INC. | COM | 261608103 | 3,184 | 39,620 | SH | SOLE | 39,620 | 0 | 0 | ||
| DRESSER-RAND GROUP INC COM | COM | 261608103 | 33,120 | 412,200 | SH | Call | SOLE | 412,200 | 0 | 0 | |
| HUDSON VALLEY HOLDING CORP | COM | 444172100 | 3,889 | 152,136 | SH | SOLE | 152,136 | 0 | 0 | ||
| SIGMA-ALDRICH CORP. | COM | 826552101 | 18,624 | 134,716 | SH | SOLE | 134,716 | 0 | 0 | ||
| SIGMA-ALDRICH CORP. | COM | 826552101 | 581 | 4,200 | SH | Call | SOLE | 4,200 | 0 | 0 | |