The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 1,137 | 115,462 | SH | SOLE | 115,462 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 3 | 97,833 | SH | SOLE | 97,833 | 0 | 0 | ||
ACE LTD | SHS | H0023R105 | 65 | 14,400 | SH | Call | SOLE | 14,400 | 0 | 0 | |
ANDINA ACQUISITION CORP II | UNIT 99/99/9999 | G0441P112 | 954 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 10 | 54,189 | SH | SOLE | 54,189 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 11,344 | 1,165,839 | SH | SOLE | 1,165,839 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 2,452 | 252,041 | SH | SOLE | 252,041 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 1,933 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 1,433 | 141,733 | SH | SOLE | 141,733 | 0 | 0 | ||
BIOMED REALTY TRUST INC | COM | 09063H107 | 1,783 | 75,249 | SH | SOLE | 75,249 | 0 | 0 | ||
BLOUNT INTL INC NEW | COM | 095180105 | 1,182 | 120,464 | SH | SOLE | 120,464 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 191 | 14,726 | SH | SOLE | 14,726 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 1,056 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
BOULEVARD ACQUISITION | *W EXP 09/25/202 | 10157Q110 | 63 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 9,544 | 968,974 | SH | SOLE | 968,974 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 6,360 | 642,389 | SH | SOLE | 642,389 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 7,385 | 769,280 | SH | SOLE | 769,280 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 5,045 | 506,942 | SH | SOLE | 506,942 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 1,152 | 32,760 | SH | SOLE | 32,760 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 45 | 171,101 | SH | SOLE | 171,101 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 12,310 | 1,287,675 | SH | SOLE | 1,287,675 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 2,749 | 274,895 | SH | SOLE | 274,895 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 2,208 | 217,559 | SH | SOLE | 217,559 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 11,286 | 1,170,747 | SH | SOLE | 1,170,747 | 0 | 0 | ||
FINTECH ACQUISITION CORP | *W EXP 02/19/202 | 31809H118 | 21 | 85,986 | SH | SOLE | 85,986 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 935 | 95,860 | SH | SOLE | 95,860 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 12 | 95,533 | SH | SOLE | 95,533 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 62 | 258,619 | SH | SOLE | 258,619 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 2,715 | 276,782 | SH | SOLE | 276,782 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | *W EXP 07/01/202 | 37954X113 | 93 | 259,092 | SH | SOLE | 259,092 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 3,035 | 306,596 | SH | SOLE | 306,596 | 0 | 0 | ||
GORES HLDGS INC | CL A | 382866101 | 1,923 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 7,677 | 767,680 | SH | SOLE | 767,680 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 462 | 48,080 | SH | SOLE | 48,080 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 514 | 51,701 | SH | SOLE | 51,701 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 3,013 | 306,872 | SH | SOLE | 306,872 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 6,291 | 66,350 | SH | SOLE | 66,350 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 9 | 47,213 | SH | SOLE | 47,213 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 8,504 | 882,141 | SH | SOLE | 882,141 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 236 | 24,057 | SH | SOLE | 24,057 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 19 | 87,697 | SH | SOLE | 87,697 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 4,300 | 442,336 | SH | SOLE | 442,336 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 40 | 174,492 | SH | SOLE | 174,492 | 0 | 0 | ||
METRO BANCORP INC PA | COM | 59161R101 | 4,224 | 134,612 | SH | SOLE | 134,612 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 328 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 139 | 13,400 | SH | Put | SOLE | 13,400 | 0 | 0 | |
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 20 | 144,240 | SH | SOLE | 144,240 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 1,428 | 144,240 | SH | SOLE | 144,240 | 0 | 0 | ||
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 4,357 | 427,164 | SH | SOLE | 427,164 | 0 | 0 | ||
PARTNERRE LTD | COM | G6852T105 | 134 | 26,500 | SH | Call | SOLE | 26,500 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 2 | 44,300 | SH | Put | SOLE | 44,300 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 16,508 | 71,150 | SH | SOLE | 71,150 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 54 | 29,600 | SH | Put | SOLE | 29,600 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 155 | 34,500 | SH | Call | SOLE | 34,500 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 623 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
PMC-SIERRA INC | COM | 69344F106 | 2,196 | 188,968 | SH | SOLE | 188,968 | 0 | 0 | ||
PMC-SIERRA INC | COM | 69344F106 | 0 | 4,800 | SH | Put | SOLE | 4,800 | 0 | 0 | |
PMC-SIERRA INC | COM | 69344F106 | 177 | 48,600 | SH | Call | SOLE | 48,600 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 108 | 526,846 | SH | SOLE | 526,846 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,341 | 1,993,930 | SH | SOLE | 1,993,930 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 7,631 | 773,950 | SH | SOLE | 773,950 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 1,912 | 189,915 | SH | SOLE | 189,915 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 850 | 20,660 | SH | SOLE | 20,660 | 0 | 0 | ||
WAUSAU PAPER CORP | COM | 943315101 | 91 | 8,859 | SH | SOLE | 8,859 | 0 | 0 | ||
WAUSAU PAPER CORP | COM | 943315101 | 4 | 19,300 | SH | Put | SOLE | 19,300 | 0 | 0 | |
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 18 | 55,918 | SH | SOLE | 55,918 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 14,974 | 1,503,381 | SH | SOLE | 1,503,381 | 0 | 0 | ||
HEALTHEQUITY INC | EQUITY | 42226A107 | 300,067 | 11,969,151 | SH | SOLE | 11,969,151 | 0 | 0 | ||
POTASH CORP. OF SASKATCHEWAN INC. | EQUITY | 73755L107 | 18,641 | 1,088,858 | SH | SOLE | 1,088,858 | 0 | 0 |