0001140361-15-041122.txt : 20151113 0001140361-15-041122.hdr.sgml : 20151113 20151113151448 ACCESSION NUMBER: 0001140361-15-041122 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKLEY W R CORP CENTRAL INDEX KEY: 0000011544 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 221867895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06504 FILM NUMBER: 151228818 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000011544 XXXXXXXX 03-31-2015 03-31-2015 true 2 NEW HOLDINGS BERKLEY W R CORP

475 STEAMBOAT ROAD . GREENWICH CT 06830

13F HOLDINGS REPORT 028-06504 Y This filing lists securities holdings reported on the Form 13F filed May 15, 2015 and for which confidential treatment expired on August 14, 2015 and will expire on November 16, 2015. Eugene G. Ballard 203-629-3030 Eugene G. Ballard Greenwich CT 11-13-2015 0 81 668854 false INFORMATION TABLE 2 form13fInfoTable.xml 1347 CAP CORP COM 68245V103 1104 114984 SH SOLE 114984 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 29 114984 SH SOLE 114984 0 0 ACTAVIS PLC SHS G0083B108 680 43200 SH Call SOLE 43200 0 0 AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117 61 134804 SH SOLE 134804 0 0 AR CAP ACQUISITION CORP COM 00191R109 2908 295234 SH SOLE 295234 0 0 ARGO GROUP INTL HLDGS LTD COM G0464B107 4 88783 SH SOLE 88783 0 0 AT&T INC COM 00206R102 259 91300 SH Put SOLE 91300 0 0 AVIV REIT INC MD COM 05381L101 5957 163218 SH SOLE 163218 0 0 CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114 14 58535 SH SOLE 58535 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 4437 441508 SH SOLE 441508 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 9389 928710 SH SOLE 928710 0 0 COMCAST CORP NEW CL A 20030N101 3030 53650 SH SOLE 53650 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 4727 160378 SH SOLE 160378 0 0 EMULEX CORP NOTE 1.750%11/1 292475AF7 1940 1917000 PRN SOLE 1917000 0 0 FINTECH ACQUISITION CORP UNIT 99/99/9999 31809H209 992 95860 SH SOLE 95860 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 11 95533 SH SOLE 95533 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 49 258714 SH SOLE 258714 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 2486 258714 SH SOLE 258714 0 0 GFI GROUP INC COM 361652209 284 47930 SH SOLE 47930 0 0 GFI GROUP INC COM 361652209 23 230500 SH Put SOLE 230500 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 4567 440818 SH SOLE 440818 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 2684 268408 SH SOLE 268408 0 0 HERITAGE FINL GROUP INC COM 42726X102 5596 205505 SH SOLE 205505 0 0 HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118 27 167965 SH SOLE 167965 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 2753 287940 SH SOLE 287940 0 0 HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 107 287940 SH SOLE 287940 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 855 49098 SH SOLE 49098 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 6343 127337 SH SOLE 127337 0 0 LOEWS CORP COM 540424108 4603 112732 SH SOLE 112732 0 0 MACERICH CO COM 554382101 2015 23900 SH SOLE 23900 0 0 MACERICH CO COM 554382101 72 23900 SH Put SOLE 23900 0 0 MAVENIR SYS INC COM 577675101 4547 256329 SH SOLE 256329 0 0 NEWS CORP NEW CL B 65249B208 1850 116588 SH SOLE 116588 0 0 NEXPOINT CR STRATEGIES FD COM 65340G106 1023 84069 SH SOLE 84069 0 0 OFFICE DEPOT INC COM 676220106 38 95900 SH Put SOLE 95900 0 0 QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 336 671020 SH SOLE 671020 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 6576 671020 SH SOLE 671020 0 0 RIVERBED TECHNOLOGY INC COM 768573107 15 19200 SH Call SOLE 19200 0 0 ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119 35 168483 SH SOLE 168483 0 0 ROI ACQUISITION CORP II COM 74966G101 4292 432678 SH SOLE 432678 0 0 SALIX PHARMACEUTICALS INC COM 795435106 67 231400 SH Put SOLE 231400 0 0 SALIX PHARMACEUTICALS INC COM 795435106 1091 48200 SH Call SOLE 48200 0 0 SALIX PHARMACEUTICALS INC NOTE 1.500% 3/1/19 795435AE6 22962 8627000 PRN SOLE 8627000 0 0 SINO MERCURY ACQUISITION COR COM 82936K102 939 95810 SH SOLE 95810 0 0 SINO MERCURY ACQUISITION COR RIGHT 08/26/2016 82936K110 28 95810 SH SOLE 95810 0 0 TALISMAN ENERGY INC COM 87425E103 61 174800 SH Put SOLE 174800 0 0 TALISMAN ENERGY INC COM 87425E103 155 84500 SH Call SOLE 84500 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 4316 431627 SH SOLE 431627 0 0 TIME WARNER CABLE INC COM 88732J207 2290 15282 SH SOLE 15282 0 0 VIACOM INC NEW CL A 92553P102 8533 124173 SH SOLE 124173 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 111 170605 SH SOLE 170605 0 0 WL ROSS HLDG CORP COM SHS 92939D104 2918 291809 SH SOLE 291809 0 0 W.R. BERKLEY CORP. COM 084423102 1907 37764 SH SOLE 37764 0 0 HEALTHEQUITY INC COM 42226A107 384700 15394151 SH SOLE 15394151 0 0 POTASH CORP. OF SASKATCHEWAN INC. COM 73755L107 35116 1088858 SH SOLE 1088858 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1797 17138 SH SOLE 17138 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2862 5724 SH Call SOLE 5724 0 0 ARUBA NETWORKS INC COM 043176106 1174 47930 SH SOLE 47930 0 0 ARUBA NETWORKS INC COM 043176106 81 47900 SH Call SOLE 47900 0 0 BANK KY FINL CORP COM 062896105 2896 59044 SH SOLE 59044 0 0 COURIER CORP COM 222660102 5922 241898 SH SOLE 241898 0 0 DIRECTV COM 25490A309 6114 71850 SH SOLE 71850 0 0 EXELIS INC COM 30162A108 12725 522149 SH SOLE 522149 0 0 EXELIS INC COM 30162A108 25 19200 SH Call SOLE 19200 0 0 FAMILY DLR STORES INC COM 307000109 26305 331962 SH SOLE 331962 0 0 FAMILY DLR STORES INC COM 307000109 18 93800 SH Put SOLE 93800 0 0 PHARMACYCLICS INC COM 716933106 1227 4793 SH SOLE 4793 0 0 PHARMACYCLICS INC COM 716933106 2360 115100 SH Call SOLE 115100 0 0 RTI INTL METALS INC COM 74973W107 3033 84452 SH SOLE 84452 0 0 ADVENT SOFTWARE INC COM 007974108 4358 98572 SH SOLE 98572 0 0 ADVENT SOFTWARE INC COM 007974108 146 3400 SH Call SOLE 3400 0 0 BRIDGE CAP HLDGS COM 108030107 4317 144463 SH SOLE 144463 0 0 CATAMARAN CORP COM 148887102 2080 34047 SH SOLE 34047 0 0 CATAMARAN CORP COM 148887102 30 138100 SH Put SOLE 138100 0 0 CATAMARAN CORP COM 148887102 661 190000 SH Call SOLE 190000 0 0 CITY NATL CORP COM 178566105 23774 266884 SH SOLE 266884 0 0 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 11233 275597 SH SOLE 275597 0 0 HOSPIRA INC COM 441060100 14736 167755 SH SOLE 167755 0 0 HOSPIRA INC COM 441060100 625 143700 SH Call SOLE 143700 0 0 ORBITZ WORLDWIDE INC COM 68557K109 18 72500 SH Put SOLE 72500 0 0 ORBITZ WORLDWIDE INC COM 68557K109 5 47900 SH Call SOLE 72500 0 0