0000011544-19-000093.txt : 20190807 0000011544-19-000093.hdr.sgml : 20190807 20190807214755 ACCESSION NUMBER: 0000011544-19-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baio Richard Mark CENTRAL INDEX KEY: 0001463038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15202 FILM NUMBER: 191007271 MAIL ADDRESS: STREET 1: C/O W. R. BERKLEY CORPORATION STREET 2: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKLEY W R CORP CENTRAL INDEX KEY: 0000011544 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 221867895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-05 0000011544 BERKLEY W R CORP WRB 0001463038 Baio Richard Mark W. R. BERKLEY CORPORATION 475 STEAMBOAT ROAD GREENWICH CT 06830 0 1 0 0 EVP, CFO & Treasurer Common Stock 2019-08-05 4 A 0 2816 0 A 51604 D Common Stock 2019-08-05 4 F 0 305 68.565 D 51299 D Common Stock 8675 I By 401(k) Plan Represents the vesting of a tranche of performance-based restricted stock units ("RSUs") granted in 2016 under the W. R. Berkley Corporation 2018 Stock Incentive Plan (or its predecessor plan) for the three-year performance period ending June 30, 2019. On April 2, 2019, the Company's common stock split on a 3-for-2 basis (the "Stock Split"), resulting in an increase of 16,264 shares of common stock underlying vested RSUs beneficially owned by the reporting person. Represents payment of tax liability by withholding securities incident to the vesting of RSUs. Represents shares of common stock underlying RSUs, 49,469 of which have vested (the receipt of which has been deferred) and the balance of 1,830 vests on August 5, 2020; and does not include unvested shares of common stock underlying performance-based RSUs. Includes an increase of 2,811 shares of common stock beneficially owned resulting from the Stock Split. Richard M. Baio 2019-08-07