0001209191-23-049441.txt : 20230914
0001209191-23-049441.hdr.sgml : 20230914
20230914163701
ACCESSION NUMBER: 0001209191-23-049441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230913
FILED AS OF DATE: 20230914
DATE AS OF CHANGE: 20230914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daniel Santhosh P
CENTRAL INDEX KEY: 0001935618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 231255570
MAIL ADDRESS:
STREET 1: C/O SYMBOTIC INC., 200 RESEARCH DRIVE
CITY: WILMINGTON
STATE: MA
ZIP: 01887
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-13
0
0001145986
ASPEN AEROGELS INC
ASPN
0001935618
Daniel Santhosh P
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
0
1
0
0
Chief Accounting Officer
0
Common Stock
2023-09-13
4
A
0
15974
0.00
A
17974
D
Stock Option (Right-to-Buy)
6.26
2023-09-13
4
A
0
15974
0.00
A
2033-09-13
Common Stock
15794
15794
D
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on
September 13, 2024, an additional one-third of the shares on September 13, 2025, and the remaining one-third of the shares on September 13, 2026.
Includes 15,974 RSUs.
The options vest as to one-third of the shares on September 13, 2024, an additional one-third of the shares on September 13, 2025, and the remaining one-third of the shares on September 13, 2026.
/s/ Virginia H. Johnson, Attorney-in-Fact
2023-09-14