0001209191-22-023979.txt : 20220411 0001209191-22-023979.hdr.sgml : 20220411 20220411163100 ACCESSION NUMBER: 0001209191-22-023979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220408 FILED AS OF DATE: 20220411 DATE AS OF CHANGE: 20220411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noetzel Mark L CENTRAL INDEX KEY: 0001472264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 22819988 MAIL ADDRESS: STREET 1: 1000 ABERNATHY ROAD N.E. STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-08 0 0001145986 ASPEN AEROGELS INC ASPN 0001472264 Noetzel Mark L C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 1 0 0 0 Common Stock 2022-04-08 4 M 0 14799 4.75 A 105135 D Stock Option (Right to Buy) 4.75 2022-04-08 4 M 0 14799 0.00 D 2026-06-24 Common Stock 14799 0 D These options were fully vested and exercisable /s/ Poongunran Muthukumaran, Attorney-in-Fact 2022-04-11