0001209191-22-013355.txt : 20220225 0001209191-22-013355.hdr.sgml : 20220225 20220225190603 ACCESSION NUMBER: 0001209191-22-013355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conte Kelley CENTRAL INDEX KEY: 0001668364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 22683181 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-23 0 0001145986 ASPEN AEROGELS INC ASPN 0001668364 Conte Kelley C/O. ASPEN AEROGELS, INC. 30 FORBES ROAD, BLDG B NORTHBOROUGH MA 01532 0 1 0 0 Vice President,Human Resources Common Stock 2022-02-23 4 A 0 3803 26.29 A 65900 D Common Stock 2022-02-24 4 F 0 330 29.00 D 65570 D Stock Option (Right to Buy) 26.29 2022-02-23 4 A 0 19918 0.00 A 2032-02-23 Common Stock 19918 19918 D Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. Represents 43,493 shares of Common Stock and 22,407 RSUs. Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. Represents 44,113 shares of Common Stock and 21,457 RSUs. The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. /s/ Poongunran Muthukumaran, Attorney-in-Fact 2022-02-25