0001209191-22-013355.txt : 20220225
0001209191-22-013355.hdr.sgml : 20220225
20220225190603
ACCESSION NUMBER: 0001209191-22-013355
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220223
FILED AS OF DATE: 20220225
DATE AS OF CHANGE: 20220225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conte Kelley
CENTRAL INDEX KEY: 0001668364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 22683181
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-23
0
0001145986
ASPEN AEROGELS INC
ASPN
0001668364
Conte Kelley
C/O. ASPEN AEROGELS, INC.
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
0
1
0
0
Vice President,Human Resources
Common Stock
2022-02-23
4
A
0
3803
26.29
A
65900
D
Common Stock
2022-02-24
4
F
0
330
29.00
D
65570
D
Stock Option (Right to Buy)
26.29
2022-02-23
4
A
0
19918
0.00
A
2032-02-23
Common Stock
19918
19918
D
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.
Represents 43,493 shares of Common Stock and 22,407 RSUs.
Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.
Represents 44,113 shares of Common Stock and 21,457 RSUs.
The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2022-02-25