0001209191-21-067275.txt : 20211201 0001209191-21-067275.hdr.sgml : 20211201 20211201163613 ACCESSION NUMBER: 0001209191-21-067275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conte Kelley CENTRAL INDEX KEY: 0001668364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 211463489 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-30 0 0001145986 ASPEN AEROGELS INC ASPN 0001668364 Conte Kelley C/O. ASPEN AEROGELS, INC. 30 FORBES ROAD, BLDG B NORTHBOROUGH MA 01532 0 1 0 0 Vice President,Human Resources Common Stock 2021-11-30 4 M 0 20000 5.82 A 82097 D Common Stock 2021-11-30 4 S 0 8013 54.95 D 74084 D Common Stock 2021-11-30 4 S 0 5126 55.83 D 68958 D Common Stock 2021-11-30 4 S 0 4503 57.04 D 64455 D Common Stock 2021-11-30 4 S 0 2358 58.09 D 62097 D Stock Option (Right-to-Buy) 5.82 2021-11-30 4 M 0 20000 0.00 D 2025-11-11 Common Stock 20000 4609 D Represents 63,493 shares of Common Stock and 18,604 Restricted Stock Units. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.34 to $55.34 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents 55,480 shares of Common Stock and 18,604 Restricted Stock Units. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $55.40 to $56.29 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents 50,354 shares of Common Stock and 18,604 Restricted Stock Units. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $56.48 to $57.48 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents 45,851 shares of Common Stock and 18,604 Restricted Stock Units. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $57.50 to $58.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units. These options are fully vested and exercisable. /s/ Poongunran Muthukumaran, Attorney-in-Fact 2021-12-01