0001209191-21-067275.txt : 20211201
0001209191-21-067275.hdr.sgml : 20211201
20211201163613
ACCESSION NUMBER: 0001209191-21-067275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211201
DATE AS OF CHANGE: 20211201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conte Kelley
CENTRAL INDEX KEY: 0001668364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 211463489
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-30
0
0001145986
ASPEN AEROGELS INC
ASPN
0001668364
Conte Kelley
C/O. ASPEN AEROGELS, INC.
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
0
1
0
0
Vice President,Human Resources
Common Stock
2021-11-30
4
M
0
20000
5.82
A
82097
D
Common Stock
2021-11-30
4
S
0
8013
54.95
D
74084
D
Common Stock
2021-11-30
4
S
0
5126
55.83
D
68958
D
Common Stock
2021-11-30
4
S
0
4503
57.04
D
64455
D
Common Stock
2021-11-30
4
S
0
2358
58.09
D
62097
D
Stock Option (Right-to-Buy)
5.82
2021-11-30
4
M
0
20000
0.00
D
2025-11-11
Common Stock
20000
4609
D
Represents 63,493 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.34 to $55.34 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 55,480 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the
transactions reported was $55.40 to $56.29 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 50,354 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the
transactions reported was $56.48 to $57.48 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 45,851 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the
transactions reported was $57.50 to $58.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.
These options are fully vested and exercisable.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2021-12-01