0001209191-21-062858.txt : 20211103
0001209191-21-062858.hdr.sgml : 20211103
20211103212859
ACCESSION NUMBER: 0001209191-21-062858
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Young Donald R
CENTRAL INDEX KEY: 0001610257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 211377665
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-01
0
0001145986
ASPEN AEROGELS INC
ASPN
0001610257
Young Donald R
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
1
1
0
0
President and CEO
Common Stock
2021-11-01
4
S
0
3400
54.92
D
703730
D
Common Stock
2021-11-01
4
S
0
5760
53.87
D
697970
D
Common Stock
2021-11-01
4
S
0
22241
53.05
D
675729
D
Common Stock
2021-11-01
4
S
0
4702
52.17
D
671027
D
Common Stock
2021-11-02
4
S
0
31878
52.43
D
639149
D
Common Stock
2021-11-02
4
S
0
4225
51.83
D
634924
D
Common Stock
2021-11-03
4
S
0
18703
51.10
D
616221
D
Common Stock
2021-11-03
4
S
0
17399
51.92
D
598822
D
The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.54 to $55.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 187,790 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $53.54 to $54.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 182,030 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $52.54 to $53.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 159,789 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.73 to $52.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 155,087 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.98 to $52.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 123,209 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.44 to $51.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 118,984 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $50.52 to $51.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 100,281 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.51 to $52.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 82,882 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2021-11-03