0001209191-20-060645.txt : 20201127
0001209191-20-060645.hdr.sgml : 20201127
20201127163456
ACCESSION NUMBER: 0001209191-20-060645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201125
FILED AS OF DATE: 20201127
DATE AS OF CHANGE: 20201127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitaker Corby C
CENTRAL INDEX KEY: 0001610273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 201355538
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-25
0
0001145986
ASPEN AEROGELS INC
ASPN
0001610273
Whitaker Corby C
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
SVP, Sales and Marketing
Common Stock
2020-11-25
4
M
0
66154
10.78
A
180105
D
Common Stock
2020-11-25
4
S
0
66154
14.45
D
113951
D
Common Stock
2020-11-25
4
M
0
7667
7.54
A
121618
D
Common Stock
2020-11-25
4
S
0
7667
14.42
D
113951
D
Stock Option (Right to Buy)
10.78
2020-11-25
4
M
0
66154
0.00
D
2024-09-10
Common Stock
66154
0
D
Stock Option (Right-to Buy)
7.54
2020-11-25
4
M
0
7667
0.00
D
2025-03-11
Common Stock
7667
18758
D
Represents 142,218 shares of Common Stock and 37,887 Restricted Stock Units.
Average price with actual price ranging from $14.27 and $14.82. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.
Represents 83,731 shares of Common Stock and 37,887 Restricted Stock Units.
Average price with actual price ranging from $14.35 and $14.53. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
This option is fully vested and exercisable.
/s/Poongunran Muthukumaran, Attorney-in-Fact
2020-11-27