0001209191-20-060645.txt : 20201127 0001209191-20-060645.hdr.sgml : 20201127 20201127163456 ACCESSION NUMBER: 0001209191-20-060645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Corby C CENTRAL INDEX KEY: 0001610273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 201355538 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-25 0 0001145986 ASPEN AEROGELS INC ASPN 0001610273 Whitaker Corby C C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 SVP, Sales and Marketing Common Stock 2020-11-25 4 M 0 66154 10.78 A 180105 D Common Stock 2020-11-25 4 S 0 66154 14.45 D 113951 D Common Stock 2020-11-25 4 M 0 7667 7.54 A 121618 D Common Stock 2020-11-25 4 S 0 7667 14.42 D 113951 D Stock Option (Right to Buy) 10.78 2020-11-25 4 M 0 66154 0.00 D 2024-09-10 Common Stock 66154 0 D Stock Option (Right-to Buy) 7.54 2020-11-25 4 M 0 7667 0.00 D 2025-03-11 Common Stock 7667 18758 D Represents 142,218 shares of Common Stock and 37,887 Restricted Stock Units. Average price with actual price ranging from $14.27 and $14.82. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Represents 83,731 shares of Common Stock and 37,887 Restricted Stock Units. Average price with actual price ranging from $14.35 and $14.53. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. This option is fully vested and exercisable. /s/Poongunran Muthukumaran, Attorney-in-Fact 2020-11-27