0001209191-20-059201.txt : 20201118
0001209191-20-059201.hdr.sgml : 20201118
20201118181728
ACCESSION NUMBER: 0001209191-20-059201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201118
DATE AS OF CHANGE: 20201118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitaker Corby C
CENTRAL INDEX KEY: 0001610273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 201326231
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-16
0
0001145986
ASPEN AEROGELS INC
ASPN
0001610273
Whitaker Corby C
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
SVP, Sales and Marketing
Common Stock
2020-11-16
4
M
0
9445
3.99
A
123396
D
Common Stock
2020-11-16
4
S
0
9445
11.43
D
113951
D
Common Stock
2020-11-16
4
M
0
8938
4.14
A
122889
D
Common Stock
2020-11-16
4
S
0
8938
11.41
D
113951
D
Common Stock
2020-11-17
4
M
0
24633
4.14
A
138584
D
Common Stock
2020-11-17
4
S
0
24633
11.40
D
113951
D
Stock Option (Right to Buy)
3.99
2020-11-16
4
M
0
9445
0.00
D
2026-03-01
Common Stock
9445
0
D
Stock Option (Right to Buy)
4.14
2020-11-16
4
M
0
8938
0.00
D
2027-02-28
Common Stock
8938
43303
D
Stock Option (Right to Buy)
4.14
2020-11-17
4
M
0
24633
0.00
D
2027-02-28
Common Stock
24633
18670
D
Represents 85,509 shares of Common Stock and 37,887 Restricted Stock Units.
Average price with actual price ranging from $11.40 and $11.49. The reporting person will provide to the staff of the Securities and Exchange Commission,
the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.
Represents 85,002 shares of Common Stock and 37,887 Restricted Stock Units.
Average price with actual price ranging from $11.40 and $11.45. The reporting person will provide to the staff of the Securities and Exchange Commission,
the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Represents 100,697 shares of Common Stock and 37,887 Restricted Stock Units.
Average price with actual price ranging from $11.40 and $11.44. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price
This option is fully vested and exercisable.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2020-11-18