0001209191-19-038576.txt : 20190621 0001209191-19-038576.hdr.sgml : 20190621 20190621171742 ACCESSION NUMBER: 0001209191-19-038576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190619 FILED AS OF DATE: 20190621 DATE AS OF CHANGE: 20190621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noetzel Mark L CENTRAL INDEX KEY: 0001472264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 19912407 MAIL ADDRESS: STREET 1: 1000 ABERNATHY ROAD N.E. STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-19 0 0001145986 ASPEN AEROGELS INC ASPN 0001472264 Noetzel Mark L C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 1 0 0 0 Common Stock 2019-06-19 4 A 0 8388 0.00 A 70108 D Stock Option (right to buy) 6.08 2019-06-19 4 A 0 11950 0.00 A 2029-06-19 Common Stock 11950 11950 D The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020. The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020. /s/ Poongunran Muthukumaran, Attorney-in-Fact 2019-06-21