0001209191-17-052436.txt : 20170912 0001209191-17-052436.hdr.sgml : 20170912 20170912163606 ACCESSION NUMBER: 0001209191-17-052436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170910 FILED AS OF DATE: 20170912 DATE AS OF CHANGE: 20170912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ball Jeffrey Alan CENTRAL INDEX KEY: 0001651360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 171081463 MAIL ADDRESS: STREET 1: 30 FORBES ROAD, BUILDING B STREET 2: C/O ASPEN AEROGELS, INC. CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-10 0 0001145986 ASPEN AEROGELS INC ASPN 0001651360 Ball Jeffrey Alan C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 VP, Operations Common Stock 2017-09-10 4 F 0 1297 4.18 D 62302 D Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") Represents 18,854 shares of Common Stock and 43,448 time-based restricted stock units. /s/ Poongunran Muthukumaran, Attorney-in-fact 2017-09-12