0001209191-17-016981.txt : 20170302
0001209191-17-016981.hdr.sgml : 20170302
20170302193427
ACCESSION NUMBER: 0001209191-17-016981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ball Jeffrey Alan
CENTRAL INDEX KEY: 0001651360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 17660987
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD, BUILDING B
STREET 2: C/O ASPEN AEROGELS, INC.
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-28
0
0001145986
ASPEN AEROGELS INC
ASPN
0001651360
Ball Jeffrey Alan
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
VP, Operations
Common Stock
2017-02-28
4
A
0
24154
0.00
A
63599
D
Stock Options (right to buy)
4.14
2017-02-28
4
A
0
47492
0.00
A
2027-02-28
Common Stock
47492
47492
D
Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the
shares on February 28, 2018, an additional one-third of the shares on February 28, 2019, and the remaining one-third of the shares on February 28, 2020.
Represents 7,124 shares of Common Stock and 56,475 RSUs
The options vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019 and the remaining one-third of the shares on February 28, 2020.
/s/ Poongunran Muthukumaran, Attorney-in-fact
2017-03-02