0001209191-16-141312.txt : 20160913 0001209191-16-141312.hdr.sgml : 20160913 20160913200852 ACCESSION NUMBER: 0001209191-16-141312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160910 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ball Jeffrey Alan CENTRAL INDEX KEY: 0001651360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 161883955 MAIL ADDRESS: STREET 1: 30 FORBES ROAD, BUILDING B STREET 2: C/O ASPEN AEROGELS, INC. CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-10 0 0001145986 ASPEN AEROGELS INC ASPN 0001651360 Ball Jeffrey Alan C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 VP, Operations Common Stock 2016-09-10 4 F 0 1297 4.70 D 39445 D Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") Represents 7,124 shares of Common Stock and 32,321 RSUs. /s/ Poongunran Muthukumaran, Attorney-in-fact 2016-09-13