0001209191-16-129906.txt : 20160628
0001209191-16-129906.hdr.sgml : 20160628
20160628165248
ACCESSION NUMBER: 0001209191-16-129906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160624
FILED AS OF DATE: 20160628
DATE AS OF CHANGE: 20160628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blalock Rebecca
CENTRAL INDEX KEY: 0001677366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 161736627
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-24
0
0001145986
ASPEN AEROGELS INC
ASPN
0001677366
Blalock Rebecca
C/O ASPEN AEROGELS, INC.,
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
1
0
0
0
Common Stock
2016-06-24
4
A
0
10736
0.00
A
10736
D
Stock Option (right to buy)
4.75
2016-06-24
4
A
0
14799
0.00
A
2026-06-24
Common Stock
14799
14799
D
The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 24, 2017 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2017.
The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 24, 2017 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2017.
/s/ Poongunran Muthukumaran, Attorney-in-fact
2016-06-28