0001209191-16-105768.txt : 20160303
0001209191-16-105768.hdr.sgml : 20160303
20160303191624
ACCESSION NUMBER: 0001209191-16-105768
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150910
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitaker Corby C
CENTRAL INDEX KEY: 0001610273
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 161483151
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-09-10
2015-09-14
0
0001145986
ASPEN AEROGELS INC
ASPN
0001610273
Whitaker Corby C
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
SVP, Sales and Marketing
Common Stock
2015-09-10
4
F
0
1347
8.29
D
31319
D
Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs")
This amendment is filed to solely to correct the original filing dated 9/14/2015 in which the securities reported as withheld by Registrant to satisfy statutory minimum tax obligations were marked inadvertently as acquired instead of disposed. All other information in the original filing remain correct.
Represents 4,297 shares of Common Stock and 27,022 RSUs
/s/ Poongunran Muthukumaran, Attorney-in-fact
2016-03-03