0001209191-16-105768.txt : 20160303 0001209191-16-105768.hdr.sgml : 20160303 20160303191624 ACCESSION NUMBER: 0001209191-16-105768 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150910 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Corby C CENTRAL INDEX KEY: 0001610273 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 161483151 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-09-10 2015-09-14 0 0001145986 ASPEN AEROGELS INC ASPN 0001610273 Whitaker Corby C C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 SVP, Sales and Marketing Common Stock 2015-09-10 4 F 0 1347 8.29 D 31319 D Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs") This amendment is filed to solely to correct the original filing dated 9/14/2015 in which the securities reported as withheld by Registrant to satisfy statutory minimum tax obligations were marked inadvertently as acquired instead of disposed. All other information in the original filing remain correct. Represents 4,297 shares of Common Stock and 27,022 RSUs /s/ Poongunran Muthukumaran, Attorney-in-fact 2016-03-03