0001209191-15-025661.txt : 20150312 0001209191-15-025661.hdr.sgml : 20150312 20150312163921 ACCESSION NUMBER: 0001209191-15-025661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Corby C CENTRAL INDEX KEY: 0001610273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 15696390 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-11 0 0001145986 ASPEN AEROGELS INC ASPN 0001610273 Whitaker Corby C C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 SVP, Sales and Marketing Common Stock 2015-03-11 4 A 0 14588 0.00 A 32666 D Stock Options (right to buy) 7.54 2015-03-11 4 A 0 26425 0.00 A 2025-03-11 Common Stock 26425 26425 D Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on March 11, 2016 and as to an additional one-third of the shares each successive twelve-month period thereafter, until March 11, 2018. Represents 1500 shares of common stock and 31,166 RSUs. The options vest as to one-third of the options on March 11, 2016 and as to an additional one-third of the options each successive twelve-month period thereafter, until March 11, 2018. /s/ Poongunran Muthukumaran, Attorney-in-fact 2015-03-12