0000950170-24-067546.txt : 20240531 0000950170-24-067546.hdr.sgml : 20240531 20240531183712 ACCESSION NUMBER: 0000950170-24-067546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240530 FILED AS OF DATE: 20240531 DATE AS OF CHANGE: 20240531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noetzel Mark L CENTRAL INDEX KEY: 0001472264 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 241011411 MAIL ADDRESS: STREET 1: 1000 ABERNATHY ROAD N.E. STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 043559972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 ownership.xml 4 X0508 4 2024-05-30 0001145986 ASPEN AEROGELS INC ASPN 0001472264 Noetzel Mark L C/O ASPEN AEROGELS, INC., 30 FORBES ROAD, BLDG B NORTHBOROUGH MA 01532 true false false false false Common Stock 2024-05-30 4 A false 1898 0 A 121220 D Stock Options (Right to Buy) 29.50 2024-05-30 4 A false 1657 0 A 2034-05-30 Common Stock 1657 1657 D The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. /s/ Virginia H. Johnson, Attorney-in-Fact 2024-05-31