0000950170-24-066183.txt : 20240529
0000950170-24-066183.hdr.sgml : 20240529
20240529202749
ACCESSION NUMBER: 0000950170-24-066183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240528
FILED AS OF DATE: 20240529
DATE AS OF CHANGE: 20240529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Young Donald R
CENTRAL INDEX KEY: 0001610257
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 241000434
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
ownership.xml
4
X0508
4
2024-05-28
0001145986
ASPEN AEROGELS INC
ASPN
0001610257
Young Donald R
C/O ASPEN AEROGELS, INC.,
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
true
true
false
false
President and CEO
true
Common Stock
2024-05-28
4
M
false
259671
10.78
A
625117
D
Common Stock
2024-05-28
4
M
false
108105
7.54
A
733222
D
Common Stock
2024-05-28
4
M
false
26577
6.40
A
759799
D
Common Stock
2024-05-28
4
S
false
230658
29.18
D
529141
D
Common Stock
2024-05-28
4
S
false
26286
29.72
D
502855
D
Common Stock
2024-05-29
4
M
false
296771
6.40
A
799626
D
Common Stock
2024-05-29
4
S
false
176746
29.38
D
622880
D
Stock Options (Right to Buy)
10.78
2024-05-28
4
M
false
259671
0
D
2024-09-10
Common Stock
259671
0
D
Stock Options (Right to Buy)
7.54
2024-05-28
4
M
false
108105
0
D
2025-03-11
Common Stock
108105
0
D
Stock Options (Right to Buy)
6.40
2024-05-28
4
M
false
26577
0
D
2025-12-11
Common Stock
26577
296771
D
Stock Options (Right to Buy)
6.40
2024-05-29
4
M
false
296771
0
D
2025-12-11
Common Stock
296771
0
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan previously adopted by the reporting person on February 26, 2024.
The shares of common stock were sold solely to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 691,124 shares as reported herein.
These transactions were executed in multiple trades at prices ranging from $28.59 to $29.58. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
These transactions were executed in multiple trades at prices ranging from $29.59 to $30.00. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
These transactions were executed in multiple trades at prices ranging from $28.67 to $29.59. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Represents 418,398 shares of Common Stock and 47,532 Restricted Stock Units and 156,950 shares of Restricted Stock.
This option is fully vested and exercisable.
The reporting person previously disclosed the grant of an aggregate of 454,926 options on December 11, 2015, including 370,181 options subject to performance conditions. Of the performance-based options, 131,578 options were previously forfeited by the reporting person as a result of the applicable performance targets not being achieved. Accordingly, an aggregate of 323,348 options remained exercisable from the December 11, 2015 grant as of the date of this Form 4.
/s/ Virginia H. Johnson, Attorney-in-Fact
2024-05-29