0000950142-17-001784.txt : 20171003 0000950142-17-001784.hdr.sgml : 20171003 20171003173334 ACCESSION NUMBER: 0000950142-17-001784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG CAROL R CENTRAL INDEX KEY: 0001208158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16789 FILM NUMBER: 171119387 MAIL ADDRESS: STREET 1: C/O INVERNESS MEDICAL INNOVATIONS INC STREET 2: 51 SAWYERS RD CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERE INC. CENTRAL INDEX KEY: 0001145460 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 043565120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 SAWYER ROAD STREET 2: SUITE 200 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 7816473900 MAIL ADDRESS: STREET 1: 51 SAWYER ROAD STREET 2: SUITE 200 CITY: WALTHAM STATE: MA ZIP: 02453 FORMER COMPANY: FORMER CONFORMED NAME: INVERNESS MEDICAL INNOVATIONS INC DATE OF NAME CHANGE: 20010720 4 1 es1701008_4-goldberg.xml OWNERSHIP DOCUMENT X0306 4 2017-10-03 1 0001145460 ALERE INC. ALR 0001208158 GOLDBERG CAROL R 51 SAWYER ROAD SUITE 200 WALTHAM MA 02453 1 0 0 0 Common Stock 2017-10-03 4 D 0 40614 D 0 D Common Stock 2017-10-03 4 D 0 44597 D 0 I See footnote Employee Stock Option (Right to Buy) 29.55 2017-10-03 4 D 0 33515 D Common Stock 33515 0 D Employee Stock Option (Right to Buy) 33.73 2017-10-03 4 D 0 41685 D Common Stock 41685 0 D Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration"). Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option. These securities are held by The Carol R. Goldberg Qualified Annuity Trust - 2014, of which the reporting person is the trustee; the Avram J. Goldberg and Carol R. Goldberg Charitable Remainder Unitrust, of which the reporting person and her spouse are the trustees; and the Sydney R. Rabb Trust f/b/o Carol R. Goldberg, of which the reporting person, along with another unrelated individuals, are the trustees. /s/ Doug Barry, Attorney-in-Fact 2017-10-03