0000950142-17-001784.txt : 20171003
0000950142-17-001784.hdr.sgml : 20171003
20171003173334
ACCESSION NUMBER: 0000950142-17-001784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG CAROL R
CENTRAL INDEX KEY: 0001208158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16789
FILM NUMBER: 171119387
MAIL ADDRESS:
STREET 1: C/O INVERNESS MEDICAL INNOVATIONS INC
STREET 2: 51 SAWYERS RD
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERE INC.
CENTRAL INDEX KEY: 0001145460
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 043565120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 SAWYER ROAD
STREET 2: SUITE 200
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 7816473900
MAIL ADDRESS:
STREET 1: 51 SAWYER ROAD
STREET 2: SUITE 200
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: INVERNESS MEDICAL INNOVATIONS INC
DATE OF NAME CHANGE: 20010720
4
1
es1701008_4-goldberg.xml
OWNERSHIP DOCUMENT
X0306
4
2017-10-03
1
0001145460
ALERE INC.
ALR
0001208158
GOLDBERG CAROL R
51 SAWYER ROAD
SUITE 200
WALTHAM
MA
02453
1
0
0
0
Common Stock
2017-10-03
4
D
0
40614
D
0
D
Common Stock
2017-10-03
4
D
0
44597
D
0
I
See footnote
Employee Stock Option (Right to Buy)
29.55
2017-10-03
4
D
0
33515
D
Common Stock
33515
0
D
Employee Stock Option (Right to Buy)
33.73
2017-10-03
4
D
0
41685
D
Common Stock
41685
0
D
Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration").
Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option.
These securities are held by The Carol R. Goldberg Qualified Annuity Trust - 2014, of which the reporting person is the trustee; the Avram J. Goldberg and Carol R. Goldberg Charitable Remainder Unitrust, of which the reporting person and her spouse are the trustees; and the Sydney R. Rabb Trust f/b/o Carol R. Goldberg, of which the reporting person, along with another unrelated individuals, are the trustees.
/s/ Doug Barry, Attorney-in-Fact
2017-10-03