0001567619-23-004217.txt : 20230302 0001567619-23-004217.hdr.sgml : 20230302 20230302164921 ACCESSION NUMBER: 0001567619-23-004217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pomilia Susan Weber CENTRAL INDEX KEY: 0001605021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 23699874 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 doc1.xml FORM 4 X0306 4 2023-02-14 0 0001145255 HENNESSY ADVISORS INC HNNA 0001605021 Pomilia Susan Weber 7250 REDWOOD BLVD., SUITE 200 NOVATO CA 94945 1 0 0 0 Common Stock 2023-02-14 4 S 0 2500 9.2067 D 52062 D Common Stock 2023-02-15 4 S 0 3500 9.0207 D 48562 D Common Stock 2023-02-16 4 S 0 3000 9.0257 D 45562 D Common Stock 2023-02-21 4 S 0 2225 8.8176 D 43337 D Common Stock 65344 I By Spouse's IRA /s/ Peter D. Fetzer, Attorney-in-Fact for Susan Weber Pomilia 2023-03-02