0001567619-22-017651.txt : 20220920 0001567619-22-017651.hdr.sgml : 20220920 20220920192829 ACCESSION NUMBER: 0001567619-22-017651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220918 FILED AS OF DATE: 20220920 DATE AS OF CHANGE: 20220920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NILSEN TERESA M CENTRAL INDEX KEY: 0001165098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 221254794 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 doc1.xml FORM 4 X0306 4 2022-09-18 0 0001145255 HENNESSY ADVISORS INC HNNA 0001165098 NILSEN TERESA M 7250 REDWOOD BLVD., SUITE 200 NOVATO CA 94945 1 1 0 0 President, COO and Secretary Common Stock 2022-09-18 4 A 0 15750 0 A 137916.5 D Common Stock 2022-09-18 4 F 0 3903 9.00 D 134013.5 D Common Stock 20285 I FBO Children Common Stock 1518 I By Spouse's IRA Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023. /s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen 2022-09-20