0001567619-21-017399.txt : 20210921
0001567619-21-017399.hdr.sgml : 20210921
20210921173505
ACCESSION NUMBER: 0001567619-21-017399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210918
FILED AS OF DATE: 20210921
DATE AS OF CHANGE: 20210921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEADMAN DANIEL B
CENTRAL INDEX KEY: 0001165096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 211267324
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2021-09-18
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165096
STEADMAN DANIEL B
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
1
0
0
Executive Vice President
Common Stock
2021-09-18
4
F
0
648
10.00
D
62358.5
D
Common Stock
750
I
By Child
Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
2021-09-21