0001567619-21-017363.txt : 20210920
0001567619-21-017363.hdr.sgml : 20210920
20210920170151
ACCESSION NUMBER: 0001567619-21-017363
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210918
FILED AS OF DATE: 20210920
DATE AS OF CHANGE: 20210920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEAVEY THOMAS L
CENTRAL INDEX KEY: 0001165097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 211263870
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2021-09-18
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165097
SEAVEY THOMAS L
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
0
0
0
Common Stock
2021-09-18
4
A
0
5250
0
A
74729
D
Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.
/s/ Peter D. Fetzer, Attorney-in-Fact for Thomas L. Seavey
2021-09-20