0001567619-18-002660.txt : 20180914
0001567619-18-002660.hdr.sgml : 20180914
20180914165208
ACCESSION NUMBER: 0001567619-18-002660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180912
FILED AS OF DATE: 20180914
DATE AS OF CHANGE: 20180914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY BRIAN A
CENTRAL INDEX KEY: 0001165100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 181071664
MAIL ADDRESS:
STREET 1: 750 GRANT AVENUE
STREET 2: SUITE 100
CITY: NOVATO
STATE: CA
ZIP: 94945
FORMER NAME:
FORMER CONFORMED NAME: HENNESSEY BRIAN A
DATE OF NAME CHANGE: 20020114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2018-09-12
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165100
HENNESSY BRIAN A
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
0
0
0
Common Stock
2017-09-12
4
A
0
5250
0
A
296071
D
Common Stock
12655
I
By Spouse's IRA
Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning September 12, 2019.
/s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy
2018-09-14