0001437749-24-029622.txt : 20240919
0001437749-24-029622.hdr.sgml : 20240919
20240919172807
ACCESSION NUMBER: 0001437749-24-029622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240918
FILED AS OF DATE: 20240919
DATE AS OF CHANGE: 20240919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEAVEY THOMAS L
CENTRAL INDEX KEY: 0001165097
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 241311287
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-09-18
0001145255
HENNESSY ADVISORS INC
HNNA
0001165097
SEAVEY THOMAS L
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
0
Common Stock
2024-09-18
4
A
0
5600
0
A
90429
D
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.
/s/ Teresa M. Nilsen, Attorney-in-Fact for Thomas L. Seavey
2024-09-19