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(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
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(Address of principal executive offices)
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(Zip code)
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Title of each class
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Trading symbol
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Name of each exchange on which registered
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The
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The
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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For
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Withheld
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Broker
Non‑votes |
||||||||||
Neil J. Hennessy
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4,099,098 | 450,109 | 1,171,047 | |||||||||
Teresa M. Nilsen
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4,100,403 | 448,804 | 1,171,047 | |||||||||
Henry Hansel
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4,071,846 | 477,361 | 1,171,047 | |||||||||
Brian A. Hennessy
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4,029,862 | 519,345 | 1,171,047 | |||||||||
Lydia Knight-O’Riordan
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4,093,373 | 455,834 | 1,171,047 | |||||||||
Kiera Newton
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3,886,137 | 663,070 | 1,171,047 | |||||||||
Susan W. Pomilia
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3,872,714 | 676,493 | 1,171,047 | |||||||||
Thomas L. Seavey
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3,863,463 | 685,744 | 1,171,047 |
For
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Against
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Abstained
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Broker
Non‑votes |
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Approval of the Hennessy Advisors, Inc. 2024 Omnibus Incentive Plan
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3,547,031 | 983,318 | 18,859 | 1,171,047 | ||||||||||||
Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2024
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5,656,134 | 50,693 | 13,428 | 0 |
HENNESSY ADVISORS, INC.
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February 9, 2024
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By:
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/s/ Teresa M. Nilsen
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Teresa M. Nilsen
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President
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