0001437749-23-034780.txt : 20231218
0001437749-23-034780.hdr.sgml : 20231218
20231218172350
ACCESSION NUMBER: 0001437749-23-034780
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY NEIL J
CENTRAL INDEX KEY: 0001165099
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 231494803
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-12-15
0001145255
HENNESSY ADVISORS INC
HNNA
0001165099
HENNESSY NEIL J
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
1
1
CEO
0
Common Stock
2023-12-15
4
P
0
75
6.50
A
2067019
I
By Trust
Common Stock
2023-12-18
4
P
0
1476
6.50
A
2068495
I
By Trust
Common Stock
5062
D
Common Stock
25059
I
By Spouse's IRA
/s/ Teresa M. Nilsen, Attorney-in-Fact for Neil J. Hennessy
2023-12-18