0001437749-23-034780.txt : 20231218 0001437749-23-034780.hdr.sgml : 20231218 20231218172350 ACCESSION NUMBER: 0001437749-23-034780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY NEIL J CENTRAL INDEX KEY: 0001165099 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 231494803 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-15 0001145255 HENNESSY ADVISORS INC HNNA 0001165099 HENNESSY NEIL J 7250 REDWOOD BLVD SUITE 200 NOVATO CA 94945 1 1 1 CEO 0 Common Stock 2023-12-15 4 P 0 75 6.50 A 2067019 I By Trust Common Stock 2023-12-18 4 P 0 1476 6.50 A 2068495 I By Trust Common Stock 5062 D Common Stock 25059 I By Spouse's IRA /s/ Teresa M. Nilsen, Attorney-in-Fact for Neil J. Hennessy 2023-12-18